The feeling of understanding

You have used a zip thousands of times. Could you explain how one works?

Week 2 · A self-guided lesson

How to use this lesson

Read at your own pace; no presenter is needed. Allow about 40 minutes, and have somewhere to write. This lesson asks you to produce a text and then examine the text you produced.

You do not need to own a zip, hold one, or look one up. A full explanation of how a zip works appears later in this deck, at the point where the activity has finished with it.

The people in this lesson are fictional.

Where Week 1 left us

Week 1 introduced the examiner: the person deciding what a performance demonstrates. It separated an observation from an inference, insisted that the conditions an answer was produced under belong in the record, and used Clark and Chalmers to argue that consulting a reference does not automatically disqualify a performance.

It ended on a problem. A correct sentence did not tell us what the speaker could produce independently.

The obvious next move, and its problem

If a repeated sentence is thin evidence, ask the person to explain. An explanation has parts: steps, causes, things that depend on other things. There is more in it to inspect.

This week tests that move. We will find that an explanation is a useful probe — a way of generating evidence — but not a proof. A fluent explanation can still leave out the relations that make the thing work.

Two feelings that are easy to confuse

Recognition is knowing that you have met something before. You recognise a zip instantly, from across a room, in the dark, by sound.

Familiarity is the broader sense that something is well known to you and easy to follow. Week 1 met it in a Wi-Fi explanation that “made sense” on reading.

Neither feeling reports on what you could produce. This week asks how you would ever find that out about yourself.

The protocol we are going to run

Rozenblit and Keil (2002) asked people to rate how well they understood an everyday object, then write a detailed explanation of it, then rate themselves again. A question about the mechanism followed, and then a third rating.

We are going to run an adaptation of that on a single object: the zip. The object is theirs. A zipper was one of their eight test items.

Rozenblit & Keil (2002), “The misunderstood limits of folk science: an illusion of explanatory depth,” Cognitive Science 26(5), 521–562. An empirical finding. Full reference and link at the end.

Rate yourself · 1 minute

Commit to a number before you explain anything, so the rest of the lesson has something to compare against.

On a scale of 1 to 7, how well do you understand how a zip works? 1 is the lowest level, 7 the highest. Rozenblit and Keil trained participants on this scale with a cross bow, which most adults understand mechanistically, and a satellite navigation receiver, which most do not.

Write the number down as Rating 1 and do not change it later. Advance once you have.

Pause and write · 6 minutes

Now produce the thing we are going to examine. Every slide after this one is about your text.

Write a detailed, step-by-step causal explanation of how a zip opens and closes. Name the parts and say what each does to the others. Someone who had never seen a zip should be able to follow you.

Look nothing up. Then rate yourself again as Rating 2. Attempt this before advancing.

What the attempt does

Whatever you wrote, it is now a text with edges. Writing forces an explanation out of the state in which it felt complete, and into something that has a beginning, an end, and gaps you can point at.

In Rozenblit and Keil’s studies, self-ratings dropped after this step. Compare your Rating 2 with Rating 1 now. A fall, a rise and no change are all informative, and we will come back to what each one means.

Pause and write · 4 minutes

A diagnostic question is one that cannot be answered without the mechanism. For a cylinder lock, Rozenblit and Keil asked participants to explain step by step how one could pick it.

Ours: the slider on a zip is a single rigid piece with no moving parts inside. Pulled one way it closes the zip; pulled the other way it opens it. Explain, step by step, how one rigid object does both.

Answer in writing, then re-rate as Rating 3. Attempt it first; the description follows.

The expert description: the parts

At this point their protocol supplied a brief expert description. Here is ours, over three slides.

A zip has two tapes: the strips of fabric sewn to the garment or bag. Along the inner edge of each runs a row of teeth, also called elements, either as separate pieces or as one continuous coil. The slider rides on both rows, moved by a pull tab, and a top stop and bottom stop keep it and the tapes from leaving the ends.

Technical background on these three slides: Wikipedia, “Zipper.” Link at the end. It grounds the worked example; it is not evidence for any claim about understanding.

The expert description: closing the zip

Inside the slider is a Y-shaped channel. Run the slider in the closing direction and the two arms of the Y are its inlets, the single stem its outlet: the rows converge and are pressed together one pair at a time.

Each tooth carries a small projection on one face and a matching recess on the other. The projection is slightly larger than the recess it enters, so the tooth springs apart and closes over its neighbour, like the jaw of a hair pin.

The expert description: holding, and opening

That spring is an elastic deformation: the tooth returns to its own shape afterwards, so the joint is a snug fit that holds once the slider has moved on. Interlocked projections and recesses resist being pulled apart both across the zip and along it.

Run the slider the other way and the Y is reversed. The stem becomes the inlet, the arms become the outlets, and the wedge between them prises each pair of teeth apart in turn.

Worked response: how one rigid object does both

The slider needs no moving parts because the work is done by a fixed shape and the direction of travel through it. The same Y is a funnel from one end and a splitter from the other, so the teeth are brought together or forced apart depending on which way they enter it.

The teeth do the rest. They are not held by the slider once it has gone; they are held by their own interlocking geometry.

Why a sideways tug does not open it

Pull the two tapes of a closed zip apart sideways and you load every interlocked pair at once, in the direction that projection-in-recess geometry is shaped to resist.

The slider does something different. It reaches the teeth one pair at a time, so the whole of the force falls on a single joint instead of being shared along the chain. The same fastening, undone in series rather than resisted in parallel.

One boundary condition worth naming

A boundary condition is the circumstance in which a mechanism stops working. This one follows directly from the geometry above rather than from any extra fact.

The hold depends on every tooth keeping its own shape and having an intact neighbour to grip. Bend one tooth, or lose one, and at that point nothing is interlocked — so the chain parts there even though the slider has passed.

Compare and annotate · 4 minutes

Set your explanation beside the description you have just read. Do not rewrite it. Mark every relation in the description that your text did not contain, using four labels:

  • missing relation — a part whose effect on another part you never stated
  • missing cause — an outcome named without the mechanism producing it
  • boundary condition — when the mechanism stops working
  • dependency — something a step quietly relies on

Your output is an annotated copy of your original text. Attempt it before advancing.

Worked response: an annotated explanation

Fictional. Theo wrote: “The slider pulls the two sides of teeth together and they interlock like fingers. Pulling it back down separates them again.”

Every word of that is true. Annotated, it is thin. Missing relation: nothing about what holds one tooth to the next. Missing cause: “interlock” names the outcome rather than the projection entering the recess. Missing dependency: no Y-shaped channel, so nothing in the explanation makes the two directions of travel different.

Fluent, and still incomplete

Theo’s sentence is confident, grammatical and correct. It would satisfy most listeners.

It is also the shape of explanation that hides a gap: it names the outcome, “they interlock,” in place of the mechanism that produces it.

The limitation this week exposes

A fluent explanation can conceal missing relations, missing causes, boundary conditions and dependencies. Fluency is a property of the telling, not of the model behind it.

Notice what that does not say. It does not say explanations are worthless, or that everybody fails, or that a confident speaker is probably bluffing. It says the telling and the model can come apart, so the telling on its own cannot settle the question.

If your explanation held up

Some readers will have written most of the description already. Take that seriously rather than explaining it away: you produced, unaided and on demand, a causal account that survived comparison with a technical one.

Then say precisely what it establishes. It establishes that you could produce this explanation, of this object, in writing, at this moment, with nothing in front of you.

It does not establish that you would survive a probe you had not anticipated, or that the same holds for any other mechanism.

Naming it: the illusion of explanatory depth

Rozenblit and Keil call this the illusion of explanatory depth: people believe they understand how everyday things work in more mechanistic detail than they can actually produce, and that belief shrinks as soon as they try to explain.

In their Study 1, sixteen graduate students at one university rated four items each on the 1 to 7 scale, five times in all; we have used the first three ratings.

Rozenblit & Keil (2002), Study 1. Empirical finding. A repeated-measures ANOVA found the effect of time significant, F(4, 56) = 16.195, p < .001. The rating after explaining, the rating after the diagnostic question, and the re-rating of prior knowledge after reading an expert description were each lower than the first rating, p < .002.

What that study does and does not support

It is an empirical finding, shown across twelve studies in the one paper. It is not a theory of understanding and not a settled consensus. Study 1 alone is sixteen graduate students at one institution; the paper’s broader claims rest on the other studies too.

Now notice what was measured. The thing that fell was a self-rating. The study shows people revising their estimate of their own understanding downwards.

Two different things your session produced

Your three ratings

A record of how confident you felt at three moments. Self-report. It moves with mood, with how hard the question sounded, and with your guess about what this lesson wants.

Your written explanation

A text that exists whatever you now feel about it. It can be read by someone who is not you and compared, line by line, against a technical description.

Only one of these is independent of your own account of yourself.

Our critique: a rating is not a performance

This point is ours, not Rozenblit and Keil’s. If Rating 3 fell below Rating 1, you have evidence that your confidence changed. You do not yet have evidence about your performance.

The performance evidence is the other artefact: the annotated text. A drop in the number is a report about a feeling, and Week 1 already warned us that feelings of familiarity are not observations of what someone can do.

And you have not replicated anything

Running this on yourself, once, with no control condition and nobody to compare against, is not a replication of Rozenblit and Keil. You also knew the design before you started, which is exactly what their participants did not.

Treat your three ratings as the record of one person’s session, useful for examining yourself. Their studies are the evidence for the general claim. Your session is not.

The paper-swap: the paired version

Fictional. Nadia names a topic she genuinely knows: the thing she does at work, an instrument she plays, a process she has run a hundred times. Theo researches it freely for ten minutes, using whatever he likes, then explains it back to Nadia with his sources closed.

Nadia then probes. She is not marking Theo and she is not trying to catch him out. She is finding where his explanation stops being load-bearing.

What Nadia’s probe can do that yours cannot

Nadia has something no self-check has. She knows what a complete answer contains, and she did not learn it from the page Theo read five minutes ago.

Her probes come from the real structure of the topic: the exception, the case where the usual account breaks, the step everyone skips. If Theo’s explanation survives those, then somebody who knows the material was satisfied by it. That is an observation, and a stronger one than Theo’s own sense of how it went.

The solo route · 15 minutes

Purpose: to run the swap when there is no second person available. You can do this straight after the deck rather than now.

Choose a second everyday mechanism — a door handle, a bicycle brake, a tap. Rate yourself 1 to 7. Write the step-by-step causal explanation. Re-rate. Then find one freely available technical description, an encyclopaedia article is enough, and annotate your text against it exactly as you did for the zip.

Your output is a rating trail and one annotated explanation.

What the solo route loses

State the loss exactly. With no second person, there is no independent check on whether your explanation actually satisfied someone who knows the material.

You grade your text against a description you have only just read, so you cannot tell whether you would have produced the missing step unprompted. And every probe you meet is one you thought of yourself, so you are never surprised. A later week in this course returns to what an unforeseen question reveals.

Keep a short evidence record

Write four lines and keep them; later weeks will ask you to compare against this one.

  1. Ratings: 1, 2 and 3, with the conditions — written, alone, no sources.
  2. Observation: what your explanation actually contained.
  3. Interpretation: the specific thing it shows you can produce.
  4. Limit: the specific thing it does not show.

“I don’t really understand zips” is not a limit. “My text never said what holds two teeth together” is.

Explaining as a probe, not a proof

An explanation is better evidence than a repeated sentence, because it has parts that can be missing and you can put your finger on them.

It is still only a probe. It tells you what this person produced, in writing, on this occasion, about this object. A confident telling and a complete model are different things, and the telling is the only one of the two you observed.

What this leaves for Week 3

Explaining exposed gaps, but the conditions were generous. The reader had unlimited time, no interruption, and a lifetime of handling zips to draw on.

So Week 3 changes the conditions. Study something, lose access to it, then rebuild it. Its question is what becomes visible when the answer is no longer in front of us, and the claim to test is that reconstruction is harder to fake than explanation.

Read further

Rozenblit, L., & Keil, F. (2002). “The misunderstood limits of folk science: an illusion of explanatory depth.” Cognitive Science 26(5), 521–562. Empirical finding. Read the Study 1 procedure and ask exactly what the falling number measures. Full text from the authors’ lab.

Brown, Roediger & McDaniel (2014). Make It Stick, chapter 1. Week 1 used it for familiarity. Ask here why a fluent reading can feel like mastery. Author resources. Buying the book is not required for this lesson.

Sources and your next step

Technical background for the zip: Wikipedia, “Zipper”. An encyclopaedia article is adequate background for a mechanism of this kind; it is not evidence for a claim about learning or understanding.

Nadia, Theo and their exchange are fictional teaching examples, not reported data.

For the full written activity and a record to keep, open the Week 2 investigation. The lecture notes give a continuous reading version.